A new mathematical model streamlines hospital OR scheduling

January 3, 2018 by Kurt Pfitzer, Lehigh University
A new mathematical model streamlines hospital OR scheduling
The Lehigh model generates a robust schedule that accounts for a wide range of likely disruptions, including bottlenecks in post-surgery recovery rooms. Credit: iStock/Alexey_ds

The scheduling of surgeries in a hospital operating room is a process fraught with uncertainty. The most carefully planned day can be upended by the unexpected arrival of a patient requiring an emergency operation. If a surgeon needs more time than expected to complete a procedure, if a patient shows up late or if a nurse has to call out sick, an entire day's procedures can be delayed.

Operating rooms (ORs) consume about 40 percent of a hospital's budget, says Miao (Mark) Bai, who earned his Ph.D. in industrial and systems engineering (ISE) at Lehigh earlier this year. Not surprisingly, OR scheduling has been the object of much scrutiny from researchers.

Bai and his colleagues in Lehigh's ISE department have developed a scheduling model that they believe outperforms other scheduling methods by dealing both proactively and reactively with disruptions and by accounting for bottlenecks in post- recovery rooms.

The model is designed for a surgical suite with multiple ORs that share a post-anesthesia care unit (PACU) where patients recover from anesthesia. The model schedules surgeries one day in advance and is then adjusted dynamically on the day of surgery to respond to disruptions.

The model's proactive algorithm develops a robust OR schedule that can accommodate a certain level of disruptions, says Bai, who is now a research associate at the Mayo Clinic in Minnesota.

"This robust schedule is developed the day before surgery, when we do not know exactly what will happen on the day of surgery," says Bai. "However, we derive statistical information…from historical data. By incorporating this information, we build predictions of potential day-of disruptions into our methodologies."

The model's reactive algorithm performs the same tasks as the OR manager or charge nurse who is responsible for handling disruptions on the day of a surgery, says Bai, but with a critical advantage.

"In contrast to the charge nurse's experience-based adjustments, our algorithm dynamically coordinates adjustments in all ORs in a more systematic and data-driven way…based on information obtained on the day of the surgeries," says Bai. "In addition, based on mathematical optimization and statistics, our algorithm can provide a more accurate estimate on how much a surgery should be postponed or moved up.

"If, for example, there is an excessively long delay at the beginning of the day, our algorithm can calculate the times by which following surgeries should be postponed to avoid unnecessary wait."

Bai described the Lehigh OR scheduling model in an article published recently by IISE Transactions and titled "A sample gradient-based algorithm for a multiple-OR and PACU surgery scheduling problem." The article was coauthored with Robert H. Storer and Gregory L. Tonkay, professors of industrial and at Lehigh.

In their study, the Lehigh researchers considered a variety of factors that cause disruptions. These included uncertainty over the duration of a surgery, the availability of PACU recovery beds, surgical emergencies, surgery cancellations and patient punctuality.

The unavailability of PACU beds can have a "blocking" effect, delaying surgeries by requiring patients to remain longer than necessary in ORs, says Storer.

"A lot of researchers have written about OR scheduling," says Storer. "Mark was one of the first to take into account the role that PACUs play. A hospital typically has more OR than PACU beds. If all of its PACUs are full, patients must remain in the OR even if their surgery is concluded.

"This has a blocking effect, slowing the flow of patients from the OR to the PACU, causing surgeries to be delayed or postponed, increasing wait times for surgeons and patients, and creating idle time for staff.

"Mark determined that the OR scheduling problem should not be solved without at the same time solving the blocking effect caused by full PACUs."

In developing its model, the Lehigh group also considered the "to-follow" policy used by most hospitals in OR scheduling.

"One feature of our work that distinguishes it from previously published surgery scheduling studies is that it utilizes the 'to-follow' policy, a practice used in all surveyed hospitals," the researchers wrote.

Under the to-follow policy, if a surgery is completed before its scheduled time, or if a surgery is canceled, other scheduled surgeries are moved up 'to-follow' the completed procedure as soon as possible.

"The scheduling literature has used the standard assumption that no surgery can begin before its scheduled start time," the researchers wrote. "[Our] use of the 'to-follow' policy in hospitals updates this assumption."

The Lehigh researchers tested their scheduling model using numerical simulations and concluded that the model was able "to identify near-optimal solutions and to outperform the scheduling method used in practice."

Based on national statistics concerning median compensation for different medical occupations, the researchers estimate that their method can reduce overall OR costs by an average of just under 10 percent.

Bai, the lead author of the IISE paper, has studied OR scheduling for five years. Storer has conducted research into the subject for eight years.

In his research, Bai visited local hospitals to observe surgery departments, to shadow nurses who manage operating rooms, to attend surgery scheduling meetings and to interview healthcare practitioners. He also conducted a formal survey of surgeons in the United States, Canada and the United Kingdom, as well as an informal survey of healthcare practitioners in China.

He was assisted in his efforts by Dr. Terrill Theman, the retired former director of the Cardiac Surgery Program at St. Luke's Hospital in Bethlehem who is now an adjunct professor in Lehigh's graduate-level program in Healthcare Systems Engineering.

"Instead of dealing with data alone, Mark interviewed people involved in making decisions at hospital ORs and built this into his model to give it the tang of reality," says Theman. "His model does not remove human beings from the process of managing ORs, but it makes their job easier. Frankly, I think it's a brilliant solution."

Bai is the lead author on three more articles on OR scheduling and planning that are currently under review or in revision with scholarly journals. One of them, titled "Proactive-reactive surgery scheduling under disruptions and the 'to-follow' policy," is coauthored with Storer, Tonkay and Theman. It discusses the results from the group's study of proactive and reactive scheduling.

Bai is applying the same theoretical framework to solve problems in the Radiology Department at the Mayo Clinic.

Explore further: Study of thousands of operations finds overlapping surgeries are safe for patients

More information: Miao Bai et al. A sample gradient-based algorithm for a multiple-OR and PACU surgery scheduling problem, IISE Transactions (2016). DOI: 10.1080/0740817X.2016.1237061

Related Stories

Study of thousands of operations finds overlapping surgeries are safe for patients

December 1, 2016
A common way of scheduling surgeries to expand patient access to care and improve hospital efficiency, known as "overlapping surgeries," is as safe and provides the same outcomes for patients as non-overlapping surgeries, ...

Electronic health records improve weekend surgery outcomes

March 29, 2017
Electronic health record (EHR) systems significantly improve outcomes for patients who undergo surgeries on weekends, according to a Loyola Medicine study published in JAMA Surgery.

Increased use of ambulatory surgery centers for cataract surgery

November 22, 2017
National data shows a major shift in eye surgeries from hospitals to less expensive ambulatory surgery centers where care may be delivered faster and closer to home for some patients.

Patients and families aren't comfortable with 'overlapping surgeries,' survey finds

November 20, 2017
Patients and family members are either neutral or uncomfortable with the idea of "overlapping" or "concurrent" surgery, where the attending surgeon isn't present in the operating room for part of the procedure, according ...

Digital self-scheduling set to increase considerably by 2019

December 17, 2014
(HealthDay)—Digital self-scheduling is set to increase considerably in the next five years, according to a report published by Accenture.

ASA: opioid-free anesthesia feasible for surgical procedures

October 24, 2017
(HealthDay)—Opioid-free anesthesia is feasible and well-tolerated, and only 36 percent of patients requested oral opioids in the post-anesthesia care unit (PACU), according to a study presented at the annual meeting of ...

Recommended for you

Technique to 'listen' to a patient's brain during tumour surgery

October 16, 2018
Surgeons could soon eavesdrop on a patient's brain activity during surgery to remove their brain tumour, helping improve the accuracy of the operation and reduce the risk of impairing brain function.

Researchers link gut bacteria to heart transplant success or failure

October 4, 2018
In a new study, researchers at the University of Maryland School of Medicine (UMSOM) have found that the gut microbiome appears to play a key role in how well the body accepts a transplanted heart. The scientists found a ...

Focus on neuroscience, nociception to improve anesthesia, paper says

October 1, 2018
People sometimes mistakenly think of general anesthesia as just a really deep sleep but in fact, anesthesia is really four brain states—unconsciousness, amnesia, immobility and suppression of the body's damage sensing response, ...

Bariatric surgery linked to safer childbirth for the mother

September 27, 2018
Obese mothers who lose weight through bariatric surgery can have safer deliveries. The positive effects are many, including fewer caesarean sections, infections, tears and haemorrhages, and fewer cases of post-term delivery ...

Antibiotics for appendicitis? Surgery often not needed

September 25, 2018
When emergency tests showed the telltale right-sided pain in Heather VanDusen's abdomen was appendicitis, she figured she'd be quickly wheeled into surgery. But doctors offered her the option of antibiotics instead.

3-D-printed tracheal splints used in groundbreaking pediatric surgery

September 19, 2018
Children's Healthcare of Atlanta has performed Georgia's first-ever procedure to place 3-D-printed tracheal splints in a pediatric patient. A cross-functional team of Children's surgeons used three custom-made splints, which ...

0 comments

Please sign in to add a comment. Registration is free, and takes less than a minute. Read more

Click here to reset your password.
Sign in to get notified via email when new comments are made.